You will support Block’s compliance mission by working side-by-side with compliance, counsel, and business personnel to foster a culture of risk management. You will report to the Compliance Monitoring and Testing Lead – Financial Crime and conduct monitoring and testing of Block’s control environment, operations and compliance programs. The scope of your work will include but will not be limited to testing compliance with BSA/AML/OFAC, Fraud, CAN-SPAM, ECOA, EFTA, E-SIGN, FCRA, GLBA, TILA, and UDAAP requirements and their associated risks.
This role is 100% remote.
You Will
- Plan, scope, document, and conduct compliance testing and monitoring reviews across all business units, with a focus on financial crimes controls (BSA/AML/OFAC/ Fraud).
- Test the adequacy and effectiveness of the operating and control environment, including policies, procedures, processes and automated systems.
- Analyze control outputs and data performance using SQL (e.g., in Snowflake) to drive comprehensive testing and monitoring results.
- Complete process run through with business units and record all your fieldwork and documentation reviewed.
- Communicate your findings to key stakeholders and gain agreement for management actions plans.
- Complete report writing to formalize your findings.
- Track management actions plans for remediation and validation.
- Develop an understanding of Block’s business operations and compliance framework.
- Build understanding of compliance controls inserted throughout a product development cycle.
- Establish collaborative business relationships with product, engineering, data analytics/data science, and other compliance, audit, and testing functions.
- Calibrate with legal for the application of the laws to our business.
- Maintain knowledge of latest compliance risks and regulations.
- Work across the team to assist others with reviews.
You Have
- 5 years of experience required in regulatory compliance testing and/or monitoring, advisory consulting,fraud & financial crimes oversight or internal audit.
- 4-year undergraduate degree (Bachelor’s Degree)
- FinTech or payment services experience.
- Experience in SQL/Snowflake or similar data platforms for data analysis.
- Experience leveraging data analytics/AI to streamline testing/monitoring execution.
- Experience building relationships and establishing trust and credibility with business leads.
- Experience working in, and highly effective within an ambiguous and rapidly changing environment
- Experience managing diverse assignments across business.
- Experience using Google Applications (e.g. Sheets, Docs, Slides)
- Cryptocurrency experience
- Preferred relevant industry certifications:
- Certified Anti Money Laundering Specialist (CAMS), Corporate Risk Manager Certified (CRMC), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Information Systems Auditor(CISA), Certified in Risk and Information Systems Control(CRISC)
